To Text or Not To Text, ZOOM or Not to ZOOM…
Video calls are now being targeted by our regulators. What was hailed as a timesaving replacement for getting in a car or boarding a plane to visit clients now may have to be placed under surveillance, recorded and saved as is everything else in the financial services industry and at a great cost.
Just another nail waiting to be pounded…
Financial Professionals Coalition, Ltd.
JOIN TODAY -- FREE MEMBERSHIP
https://www.finprocoalition.com/#contact
Register for FPC Discussions and Find Your Voice
https://www.finprocoalition.com/forum/
Thank you for your support
https://www.finprocoalition.com/donate/
A Clearinghouse of Solutions for Financial Professionals
September 5, 2024
David Banerjee, Financial Professionals Coalition, Ltd. Featured Member, An... Read On
August 8, 2024
From the desk of Stephen Kohn, Founder and Chair of the Financial Prof... Read On
August 1, 2024
Cyber Attacks are Everyone’s Nightmare.Part 1 of 2 From the desk of ... Read On
July 11, 2024
Just in case you missed what the CAT is, it's a database, off in ... Read On
July 8, 2024
July 7, 2024 -- Lt. Col. Elton Johnson, Jr., a Founding Me... Read On
June 20, 2024
When will FINRA Rules 3270 and 3280 Reflect Today’s Industry Trend? ... Read On
March 13, 2024
As the adage goes, if you get something for nothing it has no value. ... Read On
February 13, 2024
2024, A New Year of Financial Industry Transition - FINRA/NASAA Licensing 1... Read On
January 30, 2024
2024, A New Year of Financial Industry Transition, an interview with Ron Ed... Read On
January 26, 2024
2024, A New Year of Financial Industry Transition, an interview with Simon ... Read On