"Securities Industry Commentator" is now published on our website daily

August 6, 2023

The Financial Professionals Coalition, Ltd. is pleased to announce that the “Securities Industry Commentator” is now published on our website https://www.finprocoalition.com/sic/

Authored by veteran industry lawyer Bill Singer, the “Securities Industry Commentator” is one of the oldest online legal/regulatory/compliance blogs and a respected resource for the financial services community. 

The Financial Professionals Coalition, Ltd. is a diverse resource for over 1.2 million registered representatives, associated persons, traders, bankers, back-office staff, and owners of broker-dealers and registered investment advisors. The Coalition provides courtesy consultations with industry experts. Membership is free.

The Financial Professionals Coalition was founded by former FINRA Small Firm Governor Stephen Kohn, a 39-year industry veteran, who worked as a registered representative and rose to open his own brokerage firm.

The Coalition is the result of several years of conversations and planning by its Chair Stephen Kohn and veteran industry lawyer Bill Singer, who is a leading advocate for Wall Street reform and the publisher of the “Securities Industry Commentator” anthe “BrokeAndBroker.com Blog.” 

Chair Kohn promises that:

 “The Financial Professionals Coalition will elevate the industry by offering a clearinghouse of resources to help our members navigate their careers and better handle their daily personal and professional challenges. The Coalition will be inclusive and diverse; and our Founders’ backgrounds reflect an amazing history of talent, accomplishment, and compassion. As such, we expect that our membership will hold many views and opinions, often at odds with each other. We welcome robust debate and the clash of ideas in the marketplace.”

Membership in the Financial Professionals Coalition is free and our help is available by simply logging on to our website at www.finprocoalition.com and submitting a confidential request.

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The Financial Professionals Coalition, Ltd. is a corporation registered in the state of Colorado.

© 2023 Financial Professionals Coalition, Ltd.

For more information, press only:

Stephen Kohn

(303) 880-4304
info@finprocoalition.com